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FINRA Awards for Anne K. Yannakakis

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0048610/30/2014Claimant(s): Jeffrey W. Miller, IRA
Claimant Lawyers(s): Jeffrey W. Miller
Respondent(s): Camille Tavares, Pershing LLC, Robert Michael, Thomas Phillips, First Allied Securities.
Respondent Lawyers(s): Anne K. Yannakakis, Jane Myers
Arbitrator(s): Benjamin B. Segel
Hearing Site: Cincinnati, OH
Checkmark Icon$0
10-0390909/27/2012Claimant(s): First Allied Securities.
Claimant Lawyers(s): Anne K. Yannakakis
Respondent(s): Douglas Bohrer
Respondent Lawyers(s): Douglas Bohrer
Arbitrator(s): Linda T. Pellegrino
Hearing Site: Newark, NJ

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