| 20-01608 | 12/17/2020 | Claimant(s): James Springer
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson
Hearing Site: Boca Raton, FL
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| 12-02910 | 06/02/2017 | Claimant(s): Oriental Financial Services Corp.
Claimant Lawyers(s): Alfredo Fernandez-Martinez
Respondent(s): Pedro Boj
Respondent Lawyers(s): V. Michael Arias
Arbitrator(s): Robert S. Natiss, Michael Lau, Armando E. Ramirez Vivoni
Hearing Site: San Juan, PR
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| 16-03362 | 04/26/2017 | Claimant(s): Mark Zuckerman
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Alyce Tedesco, Alyce and Francis Tedesco, Eshagh and Helen Moezinia
Respondent Lawyers(s): Alyce Tedesco, Eshagh Moezinia, Frank Tedesco
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-01503 | 02/12/2016 | Claimant(s): Joseph Shimko
Claimant Lawyers(s): Craig D. Stein
Respondent(s): PNC Investments
Respondent Lawyers(s): Brian A. Carlis
Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 11-01843 | 11/11/2013 | Claimant(s): Wilfredo Ortiz Aponte
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): RD Capital Group.
Respondent Lawyers(s): James J. Moylan
Arbitrator(s): Robert S. Natiss, Daniel P. Lund, Guillermo A. Gleizer
Hearing Site: San Juan, PR
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| 12-01465 | 01/07/2013 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Anthony Fisher
Respondent Lawyers(s): Anthony John Fisher
Arbitrator(s): Stan West, Robert S. Natiss, Peter A. Cartwright
Hearing Site: Boca Raton, FL
| | |
| 09-07223 | 02/03/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jordan D. Weinreich
Respondent(s): David Bigler, Paul Walker, Pericles Gregoriou, Richard Suss
Respondent Lawyers(s): Jordan D. Weinreich, Paul A. Lieberman
Arbitrator(s): Monica I. Salis, Robert S. Natiss, William R. Alheim
Hearing Site: Miami, FL
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| 09-00994 | 08/04/2011 | Claimant(s): Eddie King
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets Inc.
Respondent Lawyers(s): Anne Marie Estevez
Arbitrator(s): Robert S. Natiss, Elena G. Rodriguez, Cindy L. Anderson
Hearing Site: Miami, FL
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| 10-01790 | 07/07/2011 | Claimant(s): Woodbury Financial Services.
Claimant Lawyers(s): Justin P. Krypel
Respondent(s): Randall Deane
Respondent Lawyers(s): Philip J Snyderburn
Arbitrator(s): Robert S. Natiss
Hearing Site: Orlando, FL
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| 08-04640 | 02/22/2010 | Claimant(s): Richard Lucas
Claimant Lawyers(s): Harry N. Turk
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Robert S. Natiss, Herbert Branitsky, Steven E. Eisenberg
Hearing Site: Boca Raton, FL
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