23-00173 | 02/12/2024 | Claimant(s): Carol Simard, Kenyon Simard Claimant Lawyers(s): David A Weintraub Respondent(s): Kevin Hobbs Respondent Lawyers(s): Kevin Andrew Hobbs Arbitrator(s): Steven E. Eisenberg, Stuart Bruce Klein, Howard M Forman Hearing Site: Boca Raton, FL
| | $525,000 |
20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group Claimant Lawyers(s): Patrick Gaffney Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph L. Calabrese Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler Hearing Site: Boca Raton, FL
| | $0 |
18-02384 | 04/03/2019 | Claimant(s): Dustin Smith Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | |
15-00020 | 05/22/2018 | Claimant(s): Adam Goldstein, Jared Goldstein, Robert Goldstein, Estate of Herbert J. Goldstein Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley, Eugene Desoiza Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Carl Shechter, Edward R. Niederriter, Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | $36,984 |
16-00978 | 03/29/2018 | Claimant(s): Sherry Turner Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Morgan Stanley Respondent Lawyers(s): Brett A. Rogers Arbitrator(s): Gary M. Landau, Richard J. Kaplan, Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
16-02920 | 01/26/2018 | Claimant(s): Juan Carlos Vignaud and Cathrine Vignaud Claimant Lawyers(s): William B. Young Respondent(s): Morgan Stanley Respondent Lawyers(s): Christopher M. Sacco Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
14-02350 | 08/24/2015 | Claimant(s): Victor Connor Claimant Lawyers(s): Spencer Sax Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Caroline K. Hall Arbitrator(s): Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
12-00870 | 02/02/2015 | Claimant(s): Thomas Murray Claimant Lawyers(s): Thomas M. Murray Respondent(s): Christopher Guarino, Morgan Stanley Respondent Lawyers(s): Lisa B. Dodge Arbitrator(s): Dorrith Leipziger, Mauricio Arcadier, Steven E. Eisenberg Hearing Site: Boca Raton, FL
| | Expungement |
13-02234 | 10/27/2014 | Claimant(s): Gary Henderson Claimant Lawyers(s): Arthur C. Koski Respondent(s): SunTrust Investment Services. Respondent Lawyers(s): Andrew Froman Arbitrator(s): Kimberly A. Gilmour, Steven E. Eisenberg, Alisa Matire Hearing Site: Boca Raton, FL
| | |
13-00452 | 05/02/2014 | Claimant(s): Carluco Investments Limited Claimant Lawyers(s): Robert H. Rex Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Cory S. Zadanosky Arbitrator(s): Carl Shechter, Steven E. Eisenberg, James Michael LaBonte Hearing Site: Boca Raton, FL
| | Expungement |