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FINRA Awards for Dustin Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0238404/03/2019Claimant(s): Dustin Smith
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc., RBC Capital Markets LLC
Respondent Lawyers(s): Maggie Goetze, Tanya S. Lambrechts
Arbitrator(s): Steven E. Eisenberg
Hearing Site: Boca Raton, FL

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