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FINRA Awards for Carluco Investments Limited

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0045205/02/2014Claimant(s): Carluco Investments Limited
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Carl Shechter, Steven E. Eisenberg, James Michael LaBonte
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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