| 21-01890 | 01/18/2022 | Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Andrew Scheirer
Respondent Lawyers(s): Benjamin Winogard
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-00352 | 08/25/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Jose De La Rosa Garcia
Respondent Lawyers(s): Tony Haber
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 17-03322 | 02/14/2020 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Lerner, Charles Shalmi, Logan Shalmi, Mark Garfinkel
Respondent Lawyers(s): Cory S. Zadanosky, Mark Steven Garfinkel
Arbitrator(s): Debra A. Byrne-Mathews, Alice J. Johnson, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 17-02960 | 02/26/2019 | Claimant(s): National Securities Corporation
Claimant Lawyers(s): Fred Knopf
Respondent(s): Steven Bell
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mark C. Perry, Lawrence C. Levey, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | |
| 13-02796 | 06/11/2015 | Claimant(s): Kelina Normil
Claimant Lawyers(s): Walter J. Mathews
Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard J. Kaplan, Robert J. Buchner, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | Expungement |
| 09-02171 | 01/26/2010 | Claimant(s): Diana Hojecki, James Hojecki, James V. Hojecki and Diana R. Hojecki
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Kenneth Popek, Calton & Associates.
Respondent Lawyers(s): Robert Persante
Arbitrator(s): Syma S. Kasdin, Nikola Bjelajac, Kimberlee Ann Fowler
Hearing Site: Ft. Lauderdale, FL
| | $607,780 |
