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FINRA Awards for Kovack Securities Inc

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Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0346204/25/2024Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Hans Sharma
Respondent Lawyers(s): Hans R. Sharma
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
23-0262203/20/2024Claimant(s): Keith Singer
Claimant Lawyers(s): Adam D Palmer
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): Jack Stein, Morton S. Bunis, Martin I Jaffe
Hearing Site: Boca Raton, FL
22-0016501/25/2023Claimant(s): Jeffrey Davis
Claimant Lawyers(s): Avionam Rosenfeld
Respondent(s): Kovack Securities Inc, Harvest Capital LLC
Respondent Lawyers(s): Amy Towle, Ralph Giansanti
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Andrea Joan Harman
Hearing Site: Hartford, CT
22-0037201/13/2023Claimant(s): Allan Norris, Carol Norris, The Carol D. Norris Estate Planning
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Richard W. Dissen
Hearing Site: Columbus, OH
Checkmark IconExpungement
20-0074302/17/2022Claimant(s): Gary Kovach
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Kovack Securities Inc, Brian Kovack
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffrey M. Bain, Peggy Foley Jones, Kevin Brodar
Hearing Site: Cleveland, OH
21-0189001/18/2022Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Andrew Scheirer
Respondent Lawyers(s): Benjamin Winogard
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
20-0297601/13/2022Claimant(s): Normando Matos
Claimant Lawyers(s): Sara Hanley
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Gara M. Seagraves
Arbitrator(s): Edward R. Niederriter, Sidney Seligman, Melanie Anne Dernis
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0322810/26/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
20-0398603/23/2021Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Gerald O'Halloran
Respondent Lawyers(s): Gerald James O'Halloran
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
20-0168101/06/2021Claimant(s): Cynthia Foster, Cynthia M. Foster IRA
Claimant Lawyers(s): Kirk G Smith
Respondent(s): Kovack Securities Inc, Susan Penney
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Raymond C. Kerr, Randy Paul Bowser, Ben Hilfiger
Hearing Site: Oklahoma City, OK
Checkmark IconExpungement

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