Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00165 | 01/25/2023 | Claimant(s): Jeffrey Davis Claimant Lawyers(s): Avionam Rosenfeld Respondent(s): Kovack Securities Inc, Harvest Capital LLC Respondent Lawyers(s): Amy Towle, Ralph Giansanti Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Andrea Joan Harman Hearing Site: Hartford, CT | ||
| 09-07059 | 03/24/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Timothy N. Will Respondent(s): Jeffrey Davis Respondent Lawyers(s): H Thomas Fehn Arbitrator(s): James D. Knotter Hearing Site: Los Angeles, CA | ||
| 07-02564 | 09/30/2009 | Claimant(s): TD Banknorth, N.A. Claimant Lawyers(s): Thomas W. Witherington Respondent(s): Jeffrey Davis, National Planning Corporation Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Samuel H. Chorches, Philip S. Wellman, Sean Alan D'Amico Hearing Site: Hartford, CT |