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FINRA Awards for Richard N. Freeth

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0127809/26/2012Claimant(s): Annette Mancini, Dominic Mancini
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter
Hearing Site: Boston, MA
Checkmark Icon$158,250
07-0256409/30/2009Claimant(s): TD Banknorth, N.A.
Claimant Lawyers(s): Thomas W. Witherington
Respondent(s): Jeffrey Davis, National Planning Corporation
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Samuel H. Chorches, Philip S. Wellman, Sean Alan D'Amico
Hearing Site: Hartford, CT
06-0215502/12/2009Claimant(s): Richard Himmelstein
Claimant Lawyers(s): Matthew Dallas Gordon
Respondent(s): ING Financial Partners.
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Michael J. McCormack, Melinda S. Milberg, Edward Allison Downe
Hearing Site: Hartford, CT

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