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FINRA Awards for Harvest Capital LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0016501/25/2023Claimant(s): Jeffrey Davis
Claimant Lawyers(s): Avionam Rosenfeld
Respondent(s): Kovack Securities Inc, Harvest Capital LLC
Respondent Lawyers(s): Amy Towle, Ralph Giansanti
Arbitrator(s): Dale S. Cronnell, Steven R. Rolnick, Andrea Joan Harman
Hearing Site: Hartford, CT
22-0076411/16/2022Claimant(s): Ralph Giansanti
Claimant Lawyers(s): Richard Slavin
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Ralph Giansanti
Arbitrator(s): John J. Mager, Richard Hallett Nichol, Jud Perkins
Hearing Site: Hartford, CT
11-0127809/26/2012Claimant(s): Annette Mancini, Dominic Mancini
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Harvest Capital LLC
Respondent Lawyers(s): Richard N. Freeth
Arbitrator(s): Howard I. Wilgoren, B. J. Krintzman, Thomas C. Tretter
Hearing Site: Boston, MA
Checkmark Icon$158,250

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