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FINRA Awards for Gerald O'Halloran

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0322312/17/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones, A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff, Jon Hackbarth
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
20-0322810/26/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Amy S. Towle
Arbitrator(s): David M. Snyder
Hearing Site: Tampa, FL
20-0322207/27/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
20-0398603/23/2021Claimant(s): Kovack Securities Inc
Claimant Lawyers(s): Amy Towle
Respondent(s): Gerald O'Halloran
Respondent Lawyers(s): Gerald James O'Halloran
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL

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