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FINRA Awards for Jose De La Rosa Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0035208/25/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jeffery D. Rodgers
Respondent(s): Jose De La Rosa Garcia
Respondent Lawyers(s): Tony Haber
Arbitrator(s): Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL

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