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FINRA Awards for Peter Caruso

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0044607/23/2020Claimant(s): Michael Kelleher, Peter Caruso
Claimant Lawyers(s): Nisha S. Wright
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Carl Shechter, Robert G. Falbisaner, Robert John Harvey
Hearing Site: Boca Raton, FL

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