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FINRA Awards for Richard Stone

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0342610/29/2018Claimant(s): Lesley Blackner, Richard Stone
Claimant Lawyers(s): Sigmund S. Wissner-Gross
Respondent(s): Benjamin Foster, James Ertmann, John Cregan
Respondent Lawyers(s): Christopher Duffy
Arbitrator(s): Cheryl E. Winton, Marie G. Peterson, Carolyn E. Moore
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0038810/03/2013Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones
Respondent Lawyers(s): Charles A. Hammaker
Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader
Hearing Site: Dallas, TX
Checkmark IconExpungement

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