Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02348 | 07/11/2019 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Charles A. Hammaker Respondent(s): James Armer Respondent Lawyers(s): James David Armer Arbitrator(s): John H. Fearnow Hearing Site: Albuquerque, NM | ||
| 12-00388 | 10/03/2013 | Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust Claimant Lawyers(s): Bryan T. Forman Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones Respondent Lawyers(s): Charles A. Hammaker Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader Hearing Site: Dallas, TX |  | Expungement |
| 09-04869 | 04/18/2013 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Charles A. Hammaker Respondent(s): Stifel, Nicolaus & Co.., Gary Endres Respondent Lawyers(s): Andrew Shapren, Joseph A.. Dougherty Arbitrator(s): Nancy J. Spieczny, Deanna Margaret Veitia, Brian William Heublein Hearing Site: San Diego, CA |