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FINRA Awards for Barry Rubin

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0300609/25/2018Claimant(s): Robert Binkele
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Barry Rubin
Respondent Lawyers(s): Barry Rubin
Arbitrator(s): Constance Ellen Boukidis
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
17-0241403/02/2018Claimant(s): Barry Rubin
Claimant Lawyers(s): John Stewart
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
17-0272302/21/2018Claimant(s): Martin Hack
Claimant Lawyers(s): Martin Hack
Respondent(s): Barry Rubin
Respondent Lawyers(s): Tanya S. Lambrechts
Arbitrator(s): Marie G. Peterson
Hearing Site: Boca Raton, FL
Checkmark Icon$13,689

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