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FINRA Awards for J Goldsmith

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0271512/04/2013Claimant(s): J Goldsmith, Katherine Goldsmith
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Monica I. Salis, Steven Ira Weinberger, Marie G. Peterson
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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