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FINRA Awards for William Erickson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0369304/09/2013Claimant(s): Christine Erickson, William Erickson
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Ameriprise Financial Services., Lance Becatti
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): Edith N. Dinneen, Deborah J. Powell, Andrea Bailey
Hearing Site: Tampa, FL
Checkmark Icon$0
07-0231803/25/2010Claimant(s): William Erickson
Claimant Lawyers(s): Daniel O. Stamm
Respondent(s): Joe Woods
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): J. A. Dutcher, Richard G. Link, Steven A. Fox
Hearing Site: San Diego, CA
01-0294301/29/2008Claimant(s): William Erickson
Claimant Lawyers(s): Mary B. Erickson
Respondent(s): David Komansky, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Terry E. Sanchez
Arbitrator(s): Michael D. Donahue, Charles A. Graham, Grace L. Heyne
Hearing Site: Los Angeles, CA

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