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FINRA Awards for Robert Buchanan

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0113002/26/2019Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig. Vollono
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
18-0113202/11/2019Claimant(s): Robert Buchanan
Claimant Lawyers(s): Joelle Simms
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Brian James Tagtmeier
Hearing Site: Houston, TX
08-0367507/15/2009Claimant(s): Robert Buchanan
Claimant Lawyers(s): R. Scott Buchanan
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Paula M. McManus
Arbitrator(s): Gail E. Sasnett-Stauffer
Hearing Site: Orlando, FL
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