| 16-01128 | 05/11/2018 | Claimant(s): Frank Mabley
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Robert Nash, Merrimac Corporate Securities.
Respondent Lawyers(s): Robert G. Nash, Stephen Pizzuti
Arbitrator(s): Kenneth O. Fossey, Frederick Ramos, David Steven Paull
Hearing Site: Minneapolis, MN
|  | $151,762 |
| 14-03343 | 06/07/2017 | Claimant(s): Zenaida Gantan
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Apex Clearing Corporation, Freedom Investors Corp., Merrimac Corporate Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Jonathan D. Neerman, Mark Thomes
Arbitrator(s): Robert E. Thompson, Donald S. Green, Stephen A. Field
Hearing Site: San Francisco, CA
| | $295,513 |
| 12-03992 | 11/12/2014 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Bob Nash
Arbitrator(s): Pamela H. Roderick, James N. Baxter, Elizabeth Elster Granville
Hearing Site: New York, NY
| | |
| 12-01936 | 09/24/2014 | Claimant(s): Benjamin Bruk IRA, The Bruk Family Living Trust dtd 3/10/06
Claimant Lawyers(s): Brandon L. Phillips, Telia U. Williams
Respondent(s): Kathleen Bellucci, Merrimac Corporate Securities.
Respondent Lawyers(s): Kathleen Bellucci, Stephen D. Pizzuti
Arbitrator(s): Steven A. Budin, Richard R. Edmister, Brent J. Rosenbaum
Hearing Site: Las Vegas, NV
| | $0 |
| 12-01384 | 01/06/2014 | Claimant(s): Mary Tipton
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Robert J. Walter, Raymond E. Cornelius, Jennifer Marie Eberly
Hearing Site: Orlando, FL
| | $120,300 |
| 12-03888 | 10/08/2013 | Claimant(s): Nancy Peters
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrimac Corporate Securities.
Respondent Lawyers(s): Richard M. Nummi
Arbitrator(s): Jack A. Helms
Hearing Site: Orlando, FL
| | $0 |
| 12-01684 | 03/15/2013 | Claimant(s): Frank Manfredi, Joseph Manfredi
Claimant Lawyers(s): Joseph Manfredi
Respondent(s): Peter Quartararo, Franklin Christopher Investment Bankers, Merrimac Corporate Securities.
Respondent Lawyers(s): Franklin I. Ogele, Peter Raymond Quartararo, RL Barrett
Arbitrator(s): Martin Jay Siegel
Hearing Site: New York, NY
| | $0 |
