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FINRA Awards for Susan Meek

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0284501/16/2019Claimant(s): Royce Felder
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Ahmad Wares, Anthony Caruso, Christopher Martin, Yvonne Owens, C.K. Cooper & Company.
Respondent Lawyers(s): Ahmad Wares, Alex Montano, Anthony Phillip Caruso, Christopher M. Martin, Yvonne R. Owens
Arbitrator(s): Susan Meek, Brian James Tagtmeier, Robert C. Rice
Hearing Site: Houston, TX
Checkmark Icon$0
14-0246412/05/2016Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Lawyers(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
Checkmark Icon$18,577,400
14-0336502/08/2016Claimant(s): Dennis & Ninfa Fettin
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Daniel J. Pagnano, Stephen T. Johnson, Susan Meek
Hearing Site: Houston, TX
Checkmark IconExpungement
14-0251701/29/2016Claimant(s): ENME Real Estate Corp.
Claimant Lawyers(s): Adolfo J. Anzola
Respondent(s): Santander Securities
Respondent Lawyers(s): Jorge E. Perez-Dias
Arbitrator(s): Susan Meek, Scott A. Schweber, Raymond E. Cornelius
Hearing Site: San Juan, PR
Checkmark IconExpungement
09-0697005/14/2015Claimant(s): Joseph Collins
Claimant Lawyers(s): Joseph Collins
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Gregory E. Cater, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
12-0408906/06/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Royce Simpson
Respondent Lawyers(s): J. Randle Henderson
Arbitrator(s): Selenne Calhamer, Malcolm Edwin Whittaker, Susan Meek
Hearing Site: Houston, TX
11-0252109/10/2012Claimant(s): Lonnie Evans
Claimant Lawyers(s): David E. Dunham
Respondent(s): Raymond, James & Associates., Richard Funk, Teresa Finney
Respondent Lawyers(s): Scott D. Ellis
Arbitrator(s): Gary D. Danna, Susan Meek, Jeffrey R. Jury
Hearing Site: Houston, TX

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