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FINRA Awards for Ahmad Wares

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0284501/16/2019Claimant(s): Royce Felder
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Ahmad Wares, Anthony Caruso, Christopher Martin, Yvonne Owens, C.K. Cooper & Company.
Respondent Lawyers(s): Ahmad Wares, Alex Montano, Anthony Phillip Caruso, Christopher M. Martin, Yvonne R. Owens
Arbitrator(s): Susan Meek, Brian James Tagtmeier, Robert C. Rice
Hearing Site: Houston, TX
Checkmark Icon$0
16-0164303/08/2017Claimant(s): Alan Blumenthal
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Ahmad Wares, John Coolong, Thomas Suarez, Laidlaw & Company (UK) LTD.
Respondent Lawyers(s): Ahmad Wares, Ross David Carmel, Thomas Suarez
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
Checkmark Icon$0
13-0064901/29/2014Claimant(s): Salvatore Battimelli
Claimant Lawyers(s): Edward R. Scofield
Respondent(s): Ahmad Wares, EKN Financial Services Inc.
Respondent Lawyers(s): Bradley D. Schnur, Thomas Michael Giugliano
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$47,585
08-0061710/01/2008Claimant(s): EKN Financial Services Inc.
Claimant Lawyers(s): Richard R. Borgner
Respondent(s): Ahmad Wares
Respondent Lawyers(s): Ahmad Wares
Arbitrator(s): William E.S. Browning
Hearing Site: New York, NY
06-0458109/05/2007Claimant(s): Donald Wisner
Claimant Lawyers(s): Brian J. Masternak
Respondent(s): Ahmad Wares, EKN Financial Services.
Respondent Lawyers(s): Robert M. Bursky
Arbitrator(s): Barry Goldman, Raymond J. Sterling, Conrad W. Koski
Hearing Site: Detroit, MI
Checkmark Icon$0

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