Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 16-02595 | 09/08/2017 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Ted Hawks Respondent Lawyers(s): Ted W. Hawks Arbitrator(s): Steven M. Guttell Hearing Site: Phoenix, AZ | ||
| 13-02770 | 12/10/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Christopher Gallo Respondent Lawyers(s): Scott R. Shewan Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio Hearing Site: Las Vegas, NV | ||
| 14-01963 | 03/31/2015 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Fred Brown Respondent Lawyers(s): Fred Ronald Brown Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL | ||
| 12-01795 | 11/14/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Respondent Lawyers(s): Arbitrator(s): Jane D. Lollis, Joseph Patrick Cottingham, Edward John O'Brien Hearing Site: Louisville, KY | ||
| 14-00843 | 08/18/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Humberto Sirvent Respondent Lawyers(s): Humberto D. Sirvent Arbitrator(s): I. Douglas Dunipace Hearing Site: Phoenix, AZ | ||
| 12-04089 | 06/06/2014 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Royce Simpson Respondent Lawyers(s): J. Randle Henderson Arbitrator(s): Selenne Calhamer, Malcolm Edwin Whittaker, Susan Meek Hearing Site: Houston, TX | ||
| 12-04173 | 06/24/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Thomas Decker Respondent Lawyers(s): Kevin M. Roche Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX | ||
| 11-02340 | 09/13/2012 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Michael Rooms Respondent Lawyers(s): Michael Antoine Rooms Arbitrator(s): Martin Mandel, Samuel E. Wing Hearing Site: Denver, CO | ||
| 10-02753 | 08/24/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Joseph McMullen Respondent Lawyers(s): Joseph D. McMullen Arbitrator(s): Mary Beth Wheeler Hearing Site: Chicago, IL | ||
| 11-00279 | 07/07/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Susan Keator Respondent Lawyers(s): David O.N. Johnson Arbitrator(s): Andrew R. Dick Hearing Site: Minneapolis, MN |