Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03327 | 12/15/2015 | Claimant(s): Dana Johnson, Malvin Johnson Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX |  | $10,600 |
| 14-00179 | 08/15/2014 | Claimant(s): Larry Wiggins Claimant Lawyers(s): Larry G. Wiggins Respondent(s): TD Ameritrade. Respondent Lawyers(s): Megan A. Lamberti Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 12-04035 | 07/19/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex M. Komoroski Respondent(s): Michael Koletar Respondent Lawyers(s): Michael Charles Koletar Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | ||
| 12-04173 | 06/24/2013 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Ernest W. Irons Respondent(s): Thomas Decker Respondent Lawyers(s): Kevin M. Roche Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX | ||
| 12-03681 | 05/06/2013 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Keara K. Roethke Respondent(s): Craig Buhr Respondent Lawyers(s): Craig Joseph Buhr Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | ||
| 11-03675 | 03/14/2013 | Claimant(s): Jaime Melgarejo Claimant Lawyers(s): Jaime Melgarejo Respondent(s): Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 11-02706 | 08/30/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Kimberly Rule Respondent Lawyers(s): Tracey Edward Gajak Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX | ||
| 08-03387 | 06/15/2012 | Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust Claimant Lawyers(s): Jason A. Copling Respondent(s): Dilip Shah, Pankaj Udeshi Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman Hearing Site: Dallas, TX | | $66,500 |
| 11-01776 | 01/20/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jessica G. Klein Respondent(s): Kyle Cronan Respondent Lawyers(s): Kyle Thomas Cronan Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | ||
| 11-01883 | 11/17/2011 | Claimant(s): Wade Casey Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Philip I. McConnell Hearing Site: Birmingham, AL | | $213 |