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FINRA Awards for Keara K. Roethke

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0368105/06/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keara K. Roethke
Respondent(s): Craig Buhr
Respondent Lawyers(s): Craig Joseph Buhr
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX

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