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FINRA Awards for Catherine M. Norman

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0338706/15/2012Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust
Claimant Lawyers(s): Jason A. Copling
Respondent(s): Dilip Shah, Pankaj Udeshi
Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin
Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman
Hearing Site: Dallas, TX
Checkmark Icon$66,500
06-0378109/19/2007Claimant(s): Ronald Zander
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Samuel Solomon, Solomon Advisors
Respondent Lawyers(s): Samuel P. Solomon
Arbitrator(s): Dolores M Martin, J. Ken Lanyon, Catherine M. Norman
Hearing Site: Dallas, TX
Checkmark Icon$120,500

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