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FINRA Awards for Kimberly Rule

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0354308/13/2021Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): Kimberly Rule
Respondent Lawyers(s): Kimberly Kay Rule
Arbitrator(s): Frances Johnson Wright, Kenneth Joe Gold, Robert E. Luxen
Hearing Site: Dallas, TX
11-0270608/30/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kimberly Rule
Respondent Lawyers(s): Tracey Edward Gajak
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX

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