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FINRA Awards for Alex M. Komoroski

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0049507/15/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Dmitry Borochin
Respondent Lawyers(s): Dmitry Borochin
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY
15-0045706/16/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Steven Colvin
Respondent Lawyers(s): Steven Lloyd Colvin
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
14-0213002/03/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): William Hansen
Respondent Lawyers(s): William Hansen
Arbitrator(s): Robert Pincus
Hearing Site: New York, NY
14-0178110/09/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Jeffrey Whitaker
Respondent Lawyers(s): Jeffrey Lee Whitaker
Arbitrator(s): Peter B. Vaden
Hearing Site: Norfolk, VA
12-0403507/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Michael Koletar
Respondent Lawyers(s): Michael Charles Koletar
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
12-0359205/07/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): David Ouderkirk
Respondent Lawyers(s): David Dean Ouderkirk
Arbitrator(s): Robert G. Scott
Hearing Site: Wichita, KS

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