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FINRA Awards for Jeffrey G. Sommers

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0049507/15/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Dmitry Borochin
Respondent Lawyers(s): Dmitry Borochin
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY
12-0147810/05/2012Claimant(s): David Simms
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Avalon Partners.
Respondent Lawyers(s): Concetto Kevin Barone
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY
10-0492304/27/2011Claimant(s): Lucian Leonte & Marie Leonte
Claimant Lawyers(s): Lucian Leonte
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter E. Gschweng
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: Hartford, CT
Checkmark Icon$38
10-0037009/23/2010Claimant(s): Christopher Driscoll
Claimant Lawyers(s): Christopher Driscoll
Respondent(s): Granite Associates, Joseph Stevens & Co..
Respondent Lawyers(s): Giovanni Migliaccio, Joseph Sorbara
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: New York, NY

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