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FINRA Awards for Firstrade Securities Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0096008/24/2012Claimant(s): Ludger Brockmeier
Claimant Lawyers(s): Ludger Brockmeier
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
Checkmark Icon$22,156
10-0492304/27/2011Claimant(s): Lucian Leonte & Marie Leonte
Claimant Lawyers(s): Lucian Leonte
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter E. Gschweng
Arbitrator(s): Jeffrey G. Sommers
Hearing Site: Hartford, CT
Checkmark Icon$38
07-0342504/30/2008Claimant(s): Shoji Takahashi
Claimant Lawyers(s): Shoji Takahashi
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Harry Miller
Hearing Site: Los Angeles, CA
Checkmark Icon$213
07-0229701/30/2008Claimant(s): Hong Ng
Claimant Lawyers(s): John Chou
Respondent(s): Firstrade Securities Inc.
Respondent Lawyers(s): Peter Gschweng
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
Checkmark Icon$0

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