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FINRA Awards for Kevin M. Roche

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0417306/24/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Thomas Decker
Respondent Lawyers(s): Kevin M. Roche
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX

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