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FINRA Awards for Jane D. Lollis

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0342008/10/2017Claimant(s): Peter Laskarzewski, Peter M. Laskarzewski Rev Trust
Claimant Lawyers(s): Peter M. Laskarzewski
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Joseph M. Callow
Arbitrator(s): Jane D. Lollis, Andrew R. Present, Enrico A. Mazzoli
Hearing Site: Louisville, KY
Checkmark Icon$0
15-0245308/08/2017Claimant(s): Patricia Dash
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Fera Shivaee, Centaurus Financial.
Respondent Lawyers(s): Nathan E. Smith
Arbitrator(s): Robert P. Ross, Jane D. Lollis, Gregory Hunter Mathews
Hearing Site: Louisville, KY
Checkmark IconExpungement
12-0179511/14/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Jane D. Lollis, Joseph Patrick Cottingham, Edward John O'Brien
Hearing Site: Louisville, KY

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