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FINRA Awards for Joseph Patrick Cottingham

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0016711/07/2022Claimant(s): John Schmidt
Claimant Lawyers(s): John Gregory Schmidt
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Stephen P. Calardo, Gary B. Deutsch, Joseph Patrick Cottingham
Hearing Site: Cincinnati, OH
12-0179511/14/2014Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Jane D. Lollis, Joseph Patrick Cottingham, Edward John O'Brien
Hearing Site: Louisville, KY

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