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FINRA Awards for Mary Beth Wheeler

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0474002/24/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): Michael Espinoza
Respondent Lawyers(s): Kevin P. Cummings
Arbitrator(s): Mary Beth Wheeler, Benjamin A. Kerner, Sharon L. Paul
Hearing Site: Detroit, MI
10-0275308/24/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Joseph McMullen
Respondent Lawyers(s): Joseph D. McMullen
Arbitrator(s): Mary Beth Wheeler
Hearing Site: Chicago, IL
10-0231005/18/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Thomas Aylmer
Respondent Lawyers(s): Thomas C. Aylmer
Arbitrator(s): Mary Beth Wheeler
Hearing Site: Chicago, IL

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