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FINRA Awards for Ted Hawks

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0259509/08/2017Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Ted Hawks
Respondent Lawyers(s): Ted W. Hawks
Arbitrator(s): Steven M. Guttell
Hearing Site: Phoenix, AZ

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