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FINRA Awards for Christopher Gallo

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0277012/10/2015Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Scott R. Shewan
Arbitrator(s): Barry A. Mainardi, Michael G. Clark, Michael John Florio
Hearing Site: Las Vegas, NV
09-0271306/23/2011Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): Christopher Gallo
Respondent Lawyers(s): Christopher J. Gallo
Arbitrator(s): James W. Warren
Hearing Site: Las Vegas, NV

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