| 20-01808 | 03/24/2022 | Claimant(s): Deforest Davis, Tiffany Lytle, DVDC/PEI, Tiffany A. Lytle Roth IRA
Claimant Lawyers(s): Philip J Snyderburn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David M. Snyder, Kenneth H. Koch, Richard Merritt Langway
Hearing Site: Orlando, FL
|  | $0 |
| 19-00027 | 07/15/2020 | Claimant(s): Charlotte A. Pressley Revocable Trust
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Evan Shear, Raymond James Financial Services., Walter Crossley
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Anne H. Orr, Richard Merritt Langway, Thomas Tukdarian
Hearing Site: Orlando, FL
| | $0 |
| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
| | |
| 16-00467 | 10/10/2016 | Claimant(s): Harold Sherman
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley & Co., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joel M. Everest, Timothy B. Atkins
Arbitrator(s): Marc T. Danon, Raymond E. Cornelius, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 14-01784 | 09/09/2015 | Claimant(s): Berta Ganapolsky
Claimant Lawyers(s): Jonathan F. Claussen
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Asset Managers of Puerto Rico, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Gregg M. McCormick, Roberto C. Quinones
Arbitrator(s): Monroe Mitchel, Brian P. Jakes, Richard Merritt Langway
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 13-03690 | 07/30/2015 | Claimant(s): Maria Lopez-Almaguer
Claimant Lawyers(s): Rafael E. Lugo-Sotomayor
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. of P.R.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Raymond C. Kerr, Allen M. Kerpan, Richard Merritt Langway
Hearing Site: San Juan, PR
| | Expungement |
| 14-00577 | 04/27/2015 | Claimant(s): Candice Adkins, Linda Thomas, Dick & Marth Fish Farms., Geneva BCCXXV
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Stuart K. Furman, Arve Alexander Wikstrom, Richard Merritt Langway
Hearing Site: Orlando, FL
| | Expungement |
| 13-00975 | 10/21/2014 | Claimant(s): Daniel Sciscoe, Donald Riner, Mary Jo Peters, Merrilynn Teixeira, William Sprowls and Darlene Sprowls
Claimant Lawyers(s): John S. Chapman
Respondent(s): Jerome Murphy, FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Lita S Menkin, Joe E. Manuel, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | $844,340 |
| 12-02068 | 01/08/2014 | Claimant(s): Glenda Ferrris, Marshall Ferris, Glenda Ferris IRA, Marshall Ferris IRA
Claimant Lawyers(s): Richard J. Edson, Ronald E. Miller
Respondent(s): Morgan Stanley, Thomas Howes
Respondent Lawyers(s): Joseph L. Calabrese, Thomas W. Howes
Arbitrator(s): Sabrina Raquel Scott, James C. Hoover, Richard Merritt Langway
Hearing Site: Atlanta, GA
| | Expungement |
