11-01353 | 09/16/2014 | Claimant(s): Moshe Amiad, Yariv Amiad, Robert Rubinstein 2000 Revocable Trust Claimant Lawyers(s): Claudio Koren, Martin B. Greenbaum, Ronald E. Miller Respondent(s): Jonathon Cohen, Morgan Stanley & Co. Respondent Lawyers(s): Jonathan Robbins Arbitrator(s): Thomas R. Watkins, Kirtley M. Thiesmeyer, Owen Frances Hearing Site: Los Angeles, CA
| | $0 |
12-02885 | 08/22/2014 | Claimant(s): Richard Hingley, Richard A. Hingley IRA, Richard A. Hingley 1989 Trust Claimant Lawyers(s): Ronald E. Miller Respondent(s): Eric Kuchel, Crown Capital Securities, L.P. Respondent Lawyers(s): Craig R. Bockman, Shanna Javaheri Arbitrator(s): Michelle Judy Brant, Peter H. Daly, Michael Lancaster Garcia Hearing Site: San Francisco, CA
| | $277,468 |
12-02068 | 01/08/2014 | Claimant(s): Glenda Ferrris, Marshall Ferris, Glenda Ferris IRA, Marshall Ferris IRA Claimant Lawyers(s): Richard J. Edson, Ronald E. Miller Respondent(s): Morgan Stanley, Thomas Howes Respondent Lawyers(s): Joseph L. Calabrese, Thomas W. Howes Arbitrator(s): Sabrina Raquel Scott, James C. Hoover, Richard Merritt Langway Hearing Site: Atlanta, GA
| | Expungement |
11-04785 | 05/29/2013 | Claimant(s): Julie Haupt, Robert Haupt, Julie Haupt IRA, Julie Haupt Roth IRA, Robert Haupt IRA, Robert Haupt Roth IRA, Robert K. Haupt Family Revocable Trust Claimant Lawyers(s): Ronald E. Miller, Thomas C. Bradley Respondent(s): Dudley Probert, First Allied Securities. Respondent Lawyers(s): Jeffrey K. Compton Arbitrator(s): Donald N. Tolin, Suanne M. Parro, David L. Erickson Hearing Site: Salt Lake City, UT
| | Expungement |
10-02024 | 07/19/2011 | Claimant(s): Jakob Muller, Mary Byrnes, Muri Trust Claimant Lawyers(s): Ronald E. Miller Respondent(s): Andrew Siegel, Morgan Stanley Respondent Lawyers(s): Wendy R. Robinson Arbitrator(s): George W. Harding, Ralph H. Martin, Robert S. Baran Hearing Site: Phoenix, AZ
| | $0 |
10-02276 | 07/07/2011 | Claimant(s): Robert Ralston, Susan Ralston Claimant Lawyers(s): Martin B. Greenbaum, Ronald E. Miller Respondent(s): Paul Heckler Respondent Lawyers(s): Sylvia M. Scott Arbitrator(s): George H. Casey, Robert F. Saint-Aubin, Joseph A Newcomb Hearing Site: Los Angeles, CA
| | $200,000 |
09-02397 | 09/02/2010 | Claimant(s): Joseph S. Chayka Rollover IRA Claimant Lawyers(s): Ronald E. Miller Respondent(s): Peter Higgins, Janney Montgomery Scott LLC Respondent Lawyers(s): Jill B. Clarke Arbitrator(s): Peter A. Scarpato Hearing Site: Philadelphia, PA
| | Expungement |