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FINRA Awards for Gregory L. Hess

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0114501/07/2020Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
17-0256104/05/2019Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
08-0070610/20/2008Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): D. Daxton White
Respondent(s): Paul Piscitelli
Respondent Lawyers(s): Brian D. Buckstein
Arbitrator(s): Robert H. Nelson, Stuart S. Billington, Gregory L. Hess
Hearing Site: Orlando, FL
07-0105405/05/2008Claimant(s): Andrea Mears
Claimant Lawyers(s): Andrea Diane Mears
Respondent(s): Bud Nicol
Respondent Lawyers(s): Stephanie L. Knott
Arbitrator(s): Linda Fairchild, Benjamin E. Fisher, Gregory L. Hess
Hearing Site: Orlando, FL
07-0208610/22/2007Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Carrie L. Chelko
Respondent(s): Bruce Paura
Respondent Lawyers(s): Bruce J. Paura
Arbitrator(s): Gregory L. Hess
Hearing Site: Orlando, FL

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