Potomac Analytics' Logo

FINRA Awards for Brian P. Jakes

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0029705/29/2020Claimant(s): Theodore Longo
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr
Hearing Site: New Orleans, LA
19-0272003/26/2020Claimant(s): Craig Cheramie
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): HD Vest Investment Services
Respondent Lawyers(s): Veronica Cordova
Arbitrator(s): Brian P. Jakes
Hearing Site: New Orleans, LA
19-0111312/12/2019Claimant(s): Stanley Keyes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Pan-American Financial Advisers
Respondent Lawyers(s): Daniel Lagrone, Robert M. Rudnicki
Arbitrator(s): Brian P. Jakes
Hearing Site: New Orleans, LA
17-0012905/18/2018Claimant(s): Wood Breazeale
Claimant Lawyers(s): James F. Willeford
Respondent(s): Regan Leopold, Lincoln Financial Distributors.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Jeff Abrams, Lynne R. Stern, Brian P. Jakes
Hearing Site: New Orleans, LA
Checkmark IconExpungement
14-0273101/29/2018Claimant(s): Maemar Holdings Corp.
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): Jose Ramos Rios, Popular Securities
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): James W. Geiger, Brian P. Jakes, George Pinckney Shingler
Hearing Site: San Juan, PR
Checkmark IconExpungement
14-0096602/19/2016Claimant(s): The Estate of Gabriel J. Cadenas
Claimant Lawyers(s): Harold D. Vicente-Colon
Respondent(s): UBS Financial Services Inc., UBS Financial Services of Puerto Rico
Respondent Lawyers(s): Lawrence E. Fenster, Roberto Quinones
Arbitrator(s): Charles Hoffman, Marie G. Peterson, Brian P. Jakes
Hearing Site: San Juan, PR
Checkmark Icon$0
14-0267910/20/2015Claimant(s): Michael C. Shean, IRA, Suzanne T. Shean, Marcus Wallace or Melinda Wallace
Claimant Lawyers(s): Michael J. Stanley
Respondent(s): Christopher Fulco, Edward Zelezen, Pershing LLC, John Ward, Ronald Artzi
Respondent Lawyers(s): Elizabeth F. Edwards
Arbitrator(s): Ron C. Christner, Robert E. Graves, Brian P. Jakes
Hearing Site: Jackson, MS
Checkmark IconExpungement
14-0178409/09/2015Claimant(s): Berta Ganapolsky
Claimant Lawyers(s): Jonathan F. Claussen
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR, UBS Asset Managers of Puerto Rico, UBS Trust Company of Puerto Rico
Respondent Lawyers(s): Gregg M. McCormick, Roberto C. Quinones
Arbitrator(s): Monroe Mitchel, Brian P. Jakes, Richard Merritt Langway
Hearing Site: Ft. Lauderdale, FL
Checkmark Icon$0
13-0196403/04/2015Claimant(s): Brian Matherne
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Daniel J. Pagnano, David Walton Earle, Brian P. Jakes
Hearing Site: New Orleans, LA
Checkmark IconExpungement
14-0055611/18/2014Claimant(s): Mississippi Baptist Health Systems.
Claimant Lawyers(s): Frank Iacono
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): James Kee Irvin, Onnig Hatchig Dombalagian, Brian P. Jakes
Hearing Site: Jackson, MS
Checkmark IconDismissed by Rule 12206

15 Results

Display: