| 18-00307 | 03/19/2020 | Claimant(s): Norma Ann Farmer Estate
Claimant Lawyers(s): William Kulick
Respondent(s): Bobby Conville, Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Gregory, James Kee Irvin, Richard J. Clement
Hearing Site: New Orleans, LA
|  | $0 |
| 14-00556 | 11/18/2014 | Claimant(s): Mississippi Baptist Health Systems.
Claimant Lawyers(s): Frank Iacono
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Jonathan K. Youngwood
Arbitrator(s): James Kee Irvin, Onnig Hatchig Dombalagian, Brian P. Jakes
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206 |
| 12-00705 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley & Co.
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Michael Highfill
Respondent Lawyers(s): Lance Arney
Arbitrator(s): Mark A. Myers, James Kee Irvin, Richard J. Clement
Hearing Site: Jackson, MS
| | |
| 11-01800 | 11/09/2012 | Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin
Hearing Site: Jackson, MS
| | $0 |
| 10-02435 | 05/09/2011 | Claimant(s): Succession of Newman Trowbridge
Claimant Lawyers(s): Steven G. "Buzz" Durio
Respondent(s): Rick Schenck, Capital One Investment Services
Respondent Lawyers(s): Frances M. Curran
Arbitrator(s): Robert H. Putnam, James Kee Irvin, Clave E. Gill
Hearing Site: New Orleans, LA
| | $0 |
| 08-01735 | 07/23/2009 | Claimant(s): Gary Caletka
Claimant Lawyers(s): Gary L. Caletka
Respondent(s): David Daily
Respondent Lawyers(s): George D. Ernest
Arbitrator(s): Charles K Reasonover, James Kee Irvin, Leon T. Roberts
Hearing Site: New Orleans, LA
| | $0 |
| 06-03334 | 05/07/2008 | Claimant(s): James Garibaldi
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Cheryl D. Cassreino, C. Ellis Henican, James Kee Irvin
Hearing Site: New Orleans, LA
| | $225 |
