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FINRA Awards for George A. Sawyer

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0180011/09/2012Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0300612/29/2010Claimant(s): Bradford Guthrie, Mary Guthrie
Claimant Lawyers(s): Bradford G. Guthrie, Mary M. Guthrie
Respondent(s): Harold Hays, John Hand, Merrill Lynch Pierce Fenner & Smith Inc., Rick Lessley, Robert Jurkiewicz
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): George A. Sawyer, Prince C. Chambliss, David Freeman
Hearing Site: Birmingham, AL
Checkmark Icon$0
07-0171611/12/2010Claimant(s): Bill Allen, Chester Goff, Clyde Moseley, James Franovich, James Gully, Jimmie Gammage, Jimmy Schafer, John Rogers, Larry Hammonds, Raymon Beckham, Reed Bond, Richard Bosarge, Wilson Miller
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Prudential Equity Group
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): George A. Sawyer, Mark A. Myers, Cynthia Lee Traina
Hearing Site: Jackson, MS
Checkmark Icon$2,079,300
08-0439603/26/2010Claimant(s): B. J. Ray, Candice Ward, Charles Wilkinson, David Bailey, David Ray, Herbert Bruister, Julie Bailey, Linda Hall, Millicent Wilkinson, Milton Broadhead, Nelson Hall, Robert Ward, Timothy Hogan, William Ray, Don S. Davis and Lynne R. Davis, B & F Wilkinson L.P.
Claimant Lawyers(s): Charles W. Wright
Respondent(s): Brian Wilkinson, Mary Wilkinson, MF Global., Palm Beach Futures & Options.
Respondent Lawyers(s): Charles W. Wright, Michael J. O'Rourke, Stacie R. Hartman
Arbitrator(s): George A. Sawyer, Mark A. Myers, Frank E. Barnett
Hearing Site: Jackson, MS
Checkmark Icon$123,081
07-0158502/09/2010Claimant(s): Alice Marsalis, Betty Hunter, Billie Wheat, George Hunter, Girven VanPatton, John Abston, Margaret Stanton, Robert Arceneaux, William Holmes
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): John T. Gerhart
Arbitrator(s): George A. Sawyer, Mark A. Myers, Prince C. Chambliss
Hearing Site: Jackson, MS
Checkmark Icon$859,000

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