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FINRA Awards for Stacie R. Hartman

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0302803/14/2019Claimant(s): Michael Liciardello
Claimant Lawyers(s): Michael M. Liciardello
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Joseph J. Arata, William G. Binckes, Charles L. Henderson
Hearing Site: New York, NY
13-0217912/21/2016Claimant(s): The Vega Asset Recovery Fund
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Daniel R. Formeller, Henry G. Nothnagel, Jeffrey W. Finke
Hearing Site: Chicago, IL
Checkmark Icon$0
08-0419407/09/2010Claimant(s): Brad Maley, Charles Poole, Ed Holmes, Larry Bagley, Rick Alexander
Claimant Lawyers(s): Lee Bowie
Respondent(s): MF Global.
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Earle J. Schwarz, David T. Maddux, Chadwick L. Shook
Hearing Site: Jackson, MS
Checkmark Icon$0
08-0439603/26/2010Claimant(s): B. J. Ray, Candice Ward, Charles Wilkinson, David Bailey, David Ray, Herbert Bruister, Julie Bailey, Linda Hall, Millicent Wilkinson, Milton Broadhead, Nelson Hall, Robert Ward, Timothy Hogan, William Ray, Don S. Davis and Lynne R. Davis, B & F Wilkinson L.P.
Claimant Lawyers(s): Charles W. Wright
Respondent(s): Brian Wilkinson, Mary Wilkinson, MF Global., Palm Beach Futures & Options.
Respondent Lawyers(s): Charles W. Wright, Michael J. O'Rourke, Stacie R. Hartman
Arbitrator(s): George A. Sawyer, Mark A. Myers, Frank E. Barnett
Hearing Site: Jackson, MS
Checkmark Icon$123,081

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