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FINRA Awards for Newedge USA LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0302803/14/2019Claimant(s): Michael Liciardello
Claimant Lawyers(s): Michael M. Liciardello
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Joseph J. Arata, William G. Binckes, Charles L. Henderson
Hearing Site: New York, NY
13-0217912/21/2016Claimant(s): The Vega Asset Recovery Fund
Claimant Lawyers(s): Gregg Rzepczynski
Respondent(s): Newedge USA LLC
Respondent Lawyers(s): Stacie R. Hartman
Arbitrator(s): Daniel R. Formeller, Henry G. Nothnagel, Jeffrey W. Finke
Hearing Site: Chicago, IL
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