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FINRA Awards for Leon T. Roberts

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0235110/13/2011Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Frederick H. Bruce, Leon T. Roberts, Jeffrey Ackermann
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0173507/23/2009Claimant(s): Gary Caletka
Claimant Lawyers(s): Gary L. Caletka
Respondent(s): David Daily
Respondent Lawyers(s): George D. Ernest
Arbitrator(s): Charles K Reasonover, James Kee Irvin, Leon T. Roberts
Hearing Site: New Orleans, LA
Checkmark Icon$0

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