14-03016 | 03/24/2016 | Claimant(s): Carlos L. Merced, Obdulio Melendez Ramos, Ramon Velez Garcia Claimant Lawyers(s): Peter J. Mougey Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): Frederick H. Bruce, Edward Arthur Horton, Joseph Neal Richardson Hearing Site: San Juan, PR
| | $470,804 |
14-03281 | 05/26/2015 | Claimant(s): Theodore Longo Claimant Lawyers(s): W. Preston Martin Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jill M. Del Monico Arbitrator(s): Frederick H. Bruce Hearing Site: New Orleans, LA
| | |
13-02367 | 11/11/2014 | Claimant(s): Robert Bee Claimant Lawyers(s): Lance C McCardle Respondent(s): Brian Lawrence, UBS Financial Services Inc. Respondent Lawyers(s): George C. Freeman, Rebecca E. Swenson Arbitrator(s): Frederick H. Bruce, Jeff Kilgore, Francis Frank Fontenot Hearing Site: New Orleans, LA
| | Expungement |
14-00066 | 09/24/2014 | Claimant(s): Bruce Brookshire Claimant Lawyers(s): Bruce C. Brookshire Respondent(s): Pershing LLC, Peter Iapoce, Stephen Kaminski Respondent Lawyers(s): Jane L. Myers Arbitrator(s): Frederick H. Bruce Hearing Site: Jackson, MS
| | $88 |
12-01130 | 09/05/2012 | Claimant(s): Suzanne Smith, Stanford A. Smith, Jr. Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Curt R. Soefker Arbitrator(s): Frederick H. Bruce Hearing Site: New Orleans, LA
| | $213 |
10-01141 | 12/13/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jason K. Roberts Respondent(s): Daniel Hudson Respondent Lawyers(s): Bruce V Schewe Arbitrator(s): Frederick H. Bruce, Lynne R. Stern, Kathryn M. Welsh Hearing Site: New Orleans, LA
| | |
10-02351 | 10/13/2011 | Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust Claimant Lawyers(s): W. Andrew Clayton Respondent(s): Penson Financial Services. Respondent Lawyers(s): Mark G. Hanchet Arbitrator(s): Frederick H. Bruce, Leon T. Roberts, Jeffrey Ackermann Hearing Site: New Orleans, LA
| | $0 |
09-06234 | 05/26/2011 | Claimant(s): Peoples State Bank Claimant Lawyers(s): Stephen L. Miles Respondent(s): Michael Park, FTN Financial Securities Corp, FTN Financial Capital Markets Respondent Lawyers(s): Mark D. Griffin Arbitrator(s): William B. Miller, Frederick H. Bruce, Lynne R. Stern Hearing Site: New Orleans, LA
| | $0 |
08-02669 | 10/30/2009 | Claimant(s): Florence Campbell Butts Claimant Lawyers(s): Meredith A. Cunningham Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Jeffrey P. Hinebaugh Arbitrator(s): Frederick H. Bruce, Dale A. Kaliszeski, B. David Jarashow Hearing Site: New Orleans, LA
| | $68,500 |