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FINRA Awards for The Robert Sudduth Family Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0235110/13/2011Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Penson Financial Services.
Respondent Lawyers(s): Mark G. Hanchet
Arbitrator(s): Frederick H. Bruce, Leon T. Roberts, Jeffrey Ackermann
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0478003/15/2010Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): George W. Healy
Respondent(s): James Holdman
Respondent Lawyers(s): MacAllynn J. Achee
Arbitrator(s): John J. Meyer, Mark A. Myers, Allen J. Krouse
Hearing Site: New Orleans, LA
Checkmark Icon$1,300,600

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