Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01851 | 07/08/2019 | Claimant(s): James Springer Claimant Lawyers(s): Craig Stein Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Lloyd B. Chinn Arbitrator(s): Richard J. Fuller, Sharon Lee Chernin, James Mathieu Hearing Site: Tampa, FL | ||
| 12-03976 | 10/02/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Craig D. Stein Respondent(s): Daniel Curkan Respondent Lawyers(s): John R. Kiefner Arbitrator(s): Colleen Grace, Sharon Lee Chernin, Richard Kennard Hurley Hearing Site: Tampa, FL | ||
| 07-02973 | 08/27/2009 | Claimant(s): Kathleen Ternes, Marshall Glass, Richard Barnes, Keith and Rebecca Clower, Larry and Ellen Sagal Claimant Lawyers(s): John R. Kiefner Respondent(s): Marco Caporale, Kovack Securities. Respondent Lawyers(s): George L. Guerra, Marco Allessandro Caporale Arbitrator(s): Samuel J. Henderson, Sharon Lee Chernin, David F. Simon Hearing Site: Tampa, FL |  | $530,000 |