07-02973 | 08/27/2009 | Claimant(s): Kathleen Ternes, Marshall Glass, Richard Barnes, Keith and Rebecca Clower, Larry and Ellen Sagal Claimant Lawyers(s): John R. Kiefner Respondent(s): Marco Caporale, Kovack Securities. Respondent Lawyers(s): George L. Guerra, Marco Allessandro Caporale Arbitrator(s): Samuel J. Henderson, Sharon Lee Chernin, David F. Simon Hearing Site: Tampa, FL
| | $530,000 |
07-02624 | 12/26/2008 | Claimant(s): Timothy North, 1st Security Assurance., Amerifirst National Financial LLC Claimant Lawyers(s): Michael Lamont Respondent(s): David Dube, John Pennachio, Peak Securities Corporation Respondent Lawyers(s): Elizabeth Lowery, Michael Lamont Arbitrator(s): Brendan M. Murphy, Samuel J. Henderson, Dennis R. Sullivan Hearing Site: Clearwater, FL
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06-02660 | 08/01/2007 | Claimant(s): Steven Schwartz Claimant Lawyers(s): Steven P. Schwartz Respondent(s): Wachovia Securities, Delores Vance Respondent Lawyers(s): Ryan P. Smith Arbitrator(s): Samuel J. Henderson, Sandra J. Bakalus, Marilyn K. Dirks Hearing Site: Tampa, FL
| | $10,513 |