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FINRA Awards for Marco Caporale

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0359503/30/2011Claimant(s): Kovack Securities Inc.
Claimant Lawyers(s): Brian Kovack
Respondent(s): Marco Caporale
Respondent Lawyers(s): Marco A. Caporale
Arbitrator(s): James D. Keeney
Hearing Site: Tampa, FL
07-0297308/27/2009Claimant(s): Kathleen Ternes, Marshall Glass, Richard Barnes, Keith and Rebecca Clower, Larry and Ellen Sagal
Claimant Lawyers(s): John R. Kiefner
Respondent(s): Marco Caporale, Kovack Securities.
Respondent Lawyers(s): George L. Guerra, Marco Allessandro Caporale
Arbitrator(s): Samuel J. Henderson, Sharon Lee Chernin, David F. Simon
Hearing Site: Tampa, FL
Checkmark Icon$530,000

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